Book Review: Seeing Like A State

By Vasco Grilo🔸 @ 2024-09-05T15:25 (+11)

This is a linkpost to https://slatestarcodex.com/2017/03/16/book-review-seeing-like-a-state/

This is a linkpost for Book Review: Seeing Like A State by Scott Alexander, which was published on 16 March 2017. The 1st and last sections are below.

I.

Seeing Like A State is the book G.K. Chesterton would have written if he had gone into economic history instead of literature. Since he didn’t, James Scott had to write it a century later. The wait was worth it.

Scott starts with the story of “scientific forestry” in 18th century Prussia. Enlightenment rationalists noticed that peasants were just cutting down whatever trees happened to grow in the forests, like a chump. They came up with a better idea: clear all the forests and replace them by planting identical copies of Norway spruce (the highest-lumber-yield-per-unit-time tree) in an evenly-spaced rectangular grid. Then you could just walk in with an axe one day and chop down like a zillion trees an hour and have more timber than you could possibly ever want.

This went poorly. The impoverished ecosystem couldn’t support the game animals and medicinal herbs that sustained the surrounding peasant villages, and they suffered an economic collapse. The endless rows of identical trees were a perfect breeding ground for plant diseases and forest fires. And the complex ecological processes that sustained the soil stopped working, so after a generation the Norway spruces grew stunted and malnourished. Yet for some reason, everyone involved got promoted, and “scientific forestry” spread across Europe and the world.

And this pattern repeats with suspicious regularity across history, not just in biological systems but also in social ones.

Natural organically-evolved cities tend to be densely-packed mixtures of dark alleys, tiny shops, and overcrowded streets. Modern scientific rationalists came up with a better idea: an evenly-spaced rectangular grid of identical giant Brutalist apartment buildings separated by wide boulevards, with everything separated into carefully-zoned districts. Yet for some reason, whenever these new rational cities were built, people hated them and did everything they could to move out into more organic suburbs. And again, for some reason the urban planners got promoted, became famous, and spread their destructive techniques around the world.

Ye olde organically-evolved peasant villages tended to be complicated confusions of everybody trying to raise fifty different crops at the same time on awkwardly shaped cramped parcels of land. Modern scientific rationalists came up with a better idea: giant collective mechanized farms growing purpose-bred high-yield crops and arranged in (say it with me) evenly-spaced rectangular grids. Yet for some reason, these giant collective farms had lower yields per acre than the old traditional methods, and wherever they arose famine and mass starvation followed. And again, for some reason governments continued to push the more “modern” methods, whether it was socialist collectives in the USSR, big agricultural corporations in the US, or sprawling banana plantations in the Third World.

Traditional lifestyles of many East African natives were nomadic, involving slash-and-burn agriculture in complicated jungle terrain according to a bewildering variety of ad-hoc rules. Modern scientific rationalists in African governments (both colonial and independent) came up with a better idea – resettlement of the natives into villages, where they could have modern amenities like schools, wells, electricity, and evenly-spaced rectangular grids. Yet for some reason, these villages kept failing: their crops died, their economies collapsed, and their native inhabitants disappeared back into the jungle. And again, for some reason the African governments kept trying to bring the natives back and make them stay, even if they had to blur the lines between villages and concentration camps to make it work.

Why did all of these schemes fail? And more importantly, why were they celebrated, rewarded, and continued, even when the fact of their failure became too obvious to ignore? Scott gives a two part answer.

The first part of the story is High Modernism, an aesthetic taste masquerading as a scientific philosophy. The High Modernists claimed to be about figuring out the most efficient and high-tech way of doing things, but most of them knew little relevant math or science and were basically just LARPing being rational by placing things in evenly-spaced rectangular grids.

But the High Modernists were pawns in service of a deeper motive: the centralized state wanted the world to be “legible”, ie arranged in a way that made it easy to monitor and control. An intact forest might be more productive than an evenly-spaced rectangular grid of Norway spruce, but it was harder to legislate rules for, or assess taxes on.

The state promoted the High Modernists’ platitudes about The Greater Good as cover, in order to implement the totalitarian schemes they wanted to implement anyway. The resulting experiments were usually failures by the humanitarian goals of the Modernists, but resounding successes by the command-and-control goals of the state. And so we gradually transitioned from systems that were messy but full of fine-tuned hidden order, to ones that were barely-functional but really easy to tax.

VII.

What are we to make of all of this?

Well, for one thing, Scott basically admits to stacking the dice against High Modernism and legibility. He admits that the organic livable cities of old had life expectancies in the forties because nobody got any light or fresh air and they were all packed together with no sewers and so everyone just died of cholera. He admits that at some point agricultural productivity multiplied by like a thousand times and the Green Revolution saved millions of lives and all that, and probably that has something to do with scientific farming methods and rectangular grids. He admits that it’s pretty convenient having a unit of measurement that local lords can’t change whenever they feel like it. Even modern timber farms seem pretty successful. After all those admissions, it’s kind of hard to see what’s left of his case.

(also, I grew up in Irvine, the most planned of planned cities, and I loved it.)

What Scott eventually says is that he’s not against legibility and modernism per se, but he wants to present them as ingredients in a cocktail of state failure. You need a combination of four things to get a disaster like Soviet collective farming (or his other favorite example, compulsory village settlement in Tanzania). First, a government incentivized to seek greater legibility for its population and territory. Second, a High Modernist ideology. Third, authoritarianism. And fourth, a “prostrate civil society”, like in Russia after the Revolution, or in colonies after the Europeans took over.

I think his theory is that the back-and-forth between centralized government and civil society allows scientific advances to be implemented smoothly instead of just plowing over everyone in a way that leads to disaster. I also think that maybe a big part of it is incremental versus sudden: western farming did well because it got to incrementally add advances and see how they worked, but when you threw the entire edifice at Tanzania it crashed and burned.

I’m still not really sure what’s left. Authoritarianism is bad? Destroying civil society is bad? You shouldn’t do things when you have no idea what you’re doing and all you’ve got to go on is your rectangle fetish? The book contained some great historical tidbits, but I’m not sure what overarching lesson I learned from it.

It’s not that I don’t think Scott’s preference for metis over scientific omnipotence has value. I think it has lots of value. I see this all the time in psychiatry, which always has been and to some degree still is really High Modernist. We are educated people who know a lot about mental health, dealing with a poor population who (in the case of one of my patients) refers to Haldol as “Hound Dog”. It’s very easy to get in the trap of thinking that you know better than these people, especially since you often do (I will never understand how many people are shocked when I diagnose their sleep disorder as having something to do with them drinking fifteen cups of coffee a day).

But psychiatric patients have a metis of dealing with their individual diseases the same way peasants have a metis of dealing with their individual plots of land. My favorite example of this is doctors who learn their patients are taking marijuana, refuse to keep prescribing them their vitally important drugs unless the patient promises to stop, and then gets surprised when the patients end up decompensating because the marijuana was keeping them together. I’m not saying smoking marijuana is a good thing. I’m saying that for some people it’s a load-bearing piece of their mental edifice. And if you take it away without any replacement they will fall apart. And they have explained this to you a thousand times and you didn’t believe them.

There are so many fricking patients who respond to sedative medications by becoming stimulated, or stimulant medications by becoming sedated, or who become more anxious whenever they do anti-anxiety exercises, or who hallucinate when placed on some super common medication that has never caused hallucinations in anyone else, or who become suicidal if you try to reassure them that things aren’t so bad, or any other completely perverse and ridiculous violation of the natural order that you can think of. And the only redeeming feature of all of this is that the patients themselves know all of this stuff super-well and are usually happy to tell you if you ask.

I can totally imagine going into a psychiatric clinic armed with the Evidence-Based Guidelines the same way Le Corbusier went into Moscow and Paris armed with his Single Rational City Plan and the same way the agricultural scientists went into Tanzania armed with their List Of Things That Definitely Work In Europe. I expect it would have about the same effect for about the same reason.

(including the part where I would get promoted. I’m not too sure what’s going on there, actually.)

So fine, Scott is completely right here. But I’m only bringing this up because it’s something I’ve already thought about. If I didn’t already believe this, I’d be indifferent between applying the narrative of the wise Tanzanian farmers knowing more than their English colonizers, versus the narrative of the dumb yokels who refuse to get vaccines because they might cause autism. Heuristics work until they don’t. Scott provides us with these great historical examples of local knowledge outdoing scientific acumen, but other stories present us with great historical examples of the opposite, and when to apply which heuristic seems really unclear. Even “don’t bulldoze civil society and try to change everything at once” goes astray sometimes; the Meiji Restoration was wildly successful by doing exactly that.

Maybe I’m trying to take this too far by talking about psychiatry and Meiji Restorations. Most of Scott’s good examples involved either agriculture or resettling peasant villages. This is understandable; Scott is a scholar of colonialism in Southeast Asia and there was a lot of agriculture and peasant resettling going on there. But it’s a pretty limited domain. The book amply proves that peasants know an astounding amount about how to deal with local microclimates and grow local varieties of crops and so on, and frankly I am shocked that anyone with an IQ of less than 180 has ever managed to be a peasant farmer, but how does that apply to the sorts of non-agricultural issues we think about more often?

The closest analogy I can think of right now – maybe because it’s on my mind – is this story about check-cashing shops. Professors of social science think these shops are evil because they charge the poor higher rates, so they should be regulated away so that poor people don’t foolishly shoot themselves in the foot by going to them. But on closer inspection, they offer a better deal for the poor than banks do, for complicated reasons that aren’t visible just by comparing the raw numbers. Poor people’s understanding of this seems a lot like the metis that helps them understand local agriculture. And progressives’ desire to shift control to the big banks seems a lot like the High Modernists’ desire to shift everything to a few big farms. Maybe this is a point in favor of something like libertarianism? Maybe especially a “libertarianism of the poor” focusing on things like occupational licensing, not shutting down various services to the poor because they don’t meet rich-people standards, not shutting down various services to the poor because we think they’re “price-gouging”, et cetera?

Maybe instead of concluding that Scott is too focused on peasant villages, we should conclude that he’s focused on confrontations between a well-educated authoritarian overclass and a totally separate poor underclass. Most modern political issues don’t exactly map on to that – even things like taxes where the rich and the poor are on separate sides don’t have a bimodal distribution. But in cases there are literally about rich people trying to dictate to the poorest of the poor how they should live their lives, maybe this becomes more useful.

Actually, one of the best things the book did to me was make me take cliches about “rich people need to defer to the poor on poverty-related policy ideas” more seriously. This has become so overused that I roll my eyes at it: “Could quantitative easing help end wage stagnation? Instead of asking macroeconomists, let’s ask this 19-year old single mother in the Bronx!” But Scott provides a lot of situations where that was exactly the sort of person they should have asked. He also points out that Tanzanian natives using their traditional farming practices were more productive than European colonists using scientific farming. I’ve had to listen to so many people talk about how “we must respect native people’s different ways of knowing” and “native agriculturalists have a profound respect for the earth that goes beyond logocentric Western ideals” and nobody had ever bothered to tell me before that they actually produced more crops per acre, at least some of the time. That would have put all of the other stuff in a pretty different light.

I understand Scott is an anarchist. He didn’t really try to defend anarchism in this book. But I was struck by his description of peasant villages as this totally separate unit of government which was happily doing its own thing very effectively for millennia, with the central government’s relevance being entirely negative – mostly demanding taxes or starting wars. They kind of reminded me of some pictures of hunter-gatherer tribes, in terms of being self-sufficient, informal, and just never encountering the sorts of economic and political problems that we take for granted. They make communism (the type with actual communes, not the type where you have Five Year Plans and Politburos and gulags) look more attractive. I think Scott was trying to imply that this is the sort of thing we could have if not for governments demanding legibility and a world of universal formal rule codes accessible from the center? Since he never actually made the argument, it’s hard for me to critique it. And I wish there had been more about cultural evolution as separate from the more individual idea of metis.

A final note: Scott often used the word “rationalism” to refer to the excesses of High Modernism, and I’ve deliberately kept it. What relevance does this have for the LW-Yudkowsky-Bayesian rationalist project? I think the similarities are more than semantic; there certainly is a hope that learning domain-general skills will allow people to leverage raw intelligence and The Power Of Science to various different object-level domains. I continue to be doubtful that this will work in the sort of practical domains where people have spent centuries gathering metis in the way Scott describes; this is why I’m wary of any attempt of the rationality movement to branch into self-help. I’m more optimistic about rationalists’ ability to open underexplored areas like existential risk – it’s not like there’s a population of Tanzanian peasants who have spent the last few centuries developing traditional x-risk research whom we are arrogantly trying to replace – and to focus on things that don’t bring any immediate practical gain but which help build the foundations for new philosophies, better communities, and more positive futures. I also think that a good art of rationality would look a lot like metis, combining easily teachable mathematical rules with more implicit virtues which get absorbed by osmosis.

Overall I did like this book. I’m not really sure what I got from its thesis, but maybe that was appropriate. Seeing Like A State was arranged kind of like the premodern forests and villages it describes; not especially well-organized, not really directed toward any clear predetermined goal, but full of interesting things and lovely to spend some time in.