Why does EA use QALYs instead of experience sampling?

By Milan_Griffes @ 2019-04-24T00:58 (+58)

Background: Earlier this year, I attended a great presentation by Natália Mendoça about experience sampling. Here's the deck from her presentation.

A takeaway from the presentation was that QALYs are constructed in a way that skews cause prioritization towards particular causes. Alternative metrics have different skews, so using an alternative metric could lead to very different cause prioritization.

For example, under the QALY framework, one year with "some problems walking about" is considered to be about as bad as one year with "moderate anxiety or depression."

For anyone who's had some experience with depression or anxiety, as well as with "some problems walking about," it should be obvious that moderate depression or anxiety are (much) worse than moderate mobility problems, pound for pound. (Please reach out if you disagree with this, I want to pick your brain if you do.)

An alternative metric to QALYs is called experience sampling. Last month, Natália posted about experience sampling on the Forum. The post was moderately upvoted, though no one commented on it.

A takeaway from that post is that rolling out an experience-sampling framework seems very tractable.


This research direction seems like plausibly a high priority for EA, as basing cause prioritization on a different metric could lead to notably different priority causes.

In particular, experience sampling appears to give a higher weight to mental health disorders than QALYs does, so it's plausible that under an experience-sampling framework, mental health interventions would be higher priority than global health interventions.

Given the potential magnitude of this delta in prioritization (between the experience-sampling & QALY frameworks), it's surprising to me that there's not been more interest in investigating alternatives to the QALY in the EA community.

To be clear, I'm not claiming that the experience-sampling method is superior to QALYs. I'm claiming that it is constructed in an equally plausibly way to the QALY, and that it probably results in drastically different cause prioritization. One potentially robust path forward could be to split the difference between prioritization implied by QALYs and prioritization implied by experience sampling.


[Disclosure: In February 2019, I corresponded about the experience-sampling idea with Alex Foster of the EA Meta Fund. He said my points were "certainly quite compelling," but the correspondence fell off.

I heard later from another source that the EA Meta Fund didn't end up getting excited about the idea, though they didn't say why not.]


MichaelPlant @ 2019-04-24T11:06 (+22)

Three thoughts. First, it's not really the case that EAs use QALYs/DALYs. GWWC and GiveWell used to use them , but GWWC no longer exists as an independent entity and GiveWell now use their own metric. 80k mostly focus on the far future and so QALYs/DALYs aren't of primary interest. Have I missed someone? I think Founders Pledge do use them. Not sure what goes on 'under the hood' for The Life You Can Save's recommendations.

Second, even if you wanted to use the experience sampling method (ESM) as your measure of wellbeing, you couldn't because there isn't enough data on it. There are only two academic projects which have tried to collect data en masse - trackyourhappiness and mappiness. The former is now defunct (Killingsworth works for Microsoft now I believe) and the latter isn't actively being used (I spoke to the creator, George MacKerron a couple of months ago) I discuss this in a previous forum post. The best I think we can do, if we want to use subjective wellbeing (SWB) measure is life satisfaction.

Third, I think ESM is the theoretically ideal measure of happiness and thus EA - indeed, everyone - should use it as the outcome measure of impact (I assume wellbeing consists in happiness). What follows is that ESM is superior to all other measures of wellbeing, including QALYs/DALYs, wealth, etc. I'm hoping to do some research using ESM at some point in the future if I can.

Milan_Griffes @ 2019-04-24T17:29 (+7)
I think ESM is the theoretically ideal measure of happiness and thus EA - indeed, everyone - should use it as the outcome measure of impact (I assume wellbeing consists in happiness).

As you laid out in this comment, it looks like experience sampling is not getting strong uptake in academia.

Here's a short argument:

  • (a) Experience-sampling is theoretically the best way to measure happiness
  • (b) It's feasible to build experience-sampling infrastructure, e.g. Natália's mobile app proposal
  • (c) Academics & other stakeholders aren't planning to build such infrastructure
  • Ergo: building experience-sampling infrastructure is a neglected, tractable, and impactful intervention that EA could undertake
MichaelPlant @ 2019-04-25T09:09 (+4)

I think your short argument misses the point. The obstacle isn't the lack of such infrastructure - I imagine academics could use the existing tools if they asked politely or created their own - but the lack of demand for such infrastructure.

Milan_Griffes @ 2019-04-25T17:14 (+8)

I'm imagining that EA could provide the demand for such infrastructure (EA cause prioritizers would be its customers).

Milan_Griffes @ 2019-05-01T17:52 (+5)
First, it's not really the case that EAs use QALYs/DALYs. GWWC and GiveWell used to use them, but GWWC no longer exists as an independent entity and GiveWell now use their own metric.

This is a good point.

I think that GWWC & GiveWell's earlier use of QALYs created a lot of path dependence, such that current EA prioritization remains influenced by the QALY framework even though no organization explicitly uses it at present.

Considering an alternate timeline can help draw out the path dependence:

Imagine a world where the DCP project started in 2019, rather than 1993. In 2019, lots of people have smartphones, so experience sampling is a viable method.
The DCP researchers decide to use experience sampling instead of retrospective surveys to determine QALY weights.
Because they're using experience sampling, mental health disorders are more highly weighted in the DCP.
In this world, GiveWell gets started in 2026. GiveWell takes a look at the DCP research, and sees that mental health disorders are highly weighted. So, they decide to prioritize research into mental health interventions.
Even after GiveWell moves away from the DCP weightings (in 2036, or whenever), mental health interventions remain their main focus, because that's where they have the most granular models & the strongest network.
MichaelPlant @ 2019-05-01T18:39 (+5)
I think that GWWC & GiveWell's earlier use of QALYs created a lot of path dependence, such that current EA prioritization remains influenced by the QALY framework even though no organization explicitly uses it at present.

I find this to be the most plausible explanation of what has happened. Your counterfactual story is rather helpful!

Sindy @ 2020-02-04T06:49 (+1)

A minor correction: GiveWell uses DALY to measure mortality and morbidity. (Well, for malaria they actually don't look at the impact of prevention on morbidity, only mortality, since the former is relatively small -- see row 22 here.) Maybe what you had in mind is their "moral weights" which they use to convert between life years and income.


Like cole_haus points out below, ESM's results would enter disability weights (which are used to construct DALYs) to affect how health interventions are prioritized. Currently disability weights involve hypothetical surveys using methods described in cole_haus' comment, with a major issue being most respondents haven't experienced those conditions. ESM would correct that.

To use ESM results as inputs into disability weights though you'd want a representative sample. Looking at app users is a first step but you'd want to ideally do representative sampling or at least weighting. Otherwise you only capture people who would use the app. Having a large enough sample so you can break down by medical conditions is also a challenge. (For doing all these things properly, I suggest partnering with academics or at least professional researchers experienced in the relevant statistical analysis etc. Someone mentioned lack of demand from users being a potential issue -- perhaps they can be incentivized.)

Another way to solve the hypothetical bias issue is to look at surveys that include happiness metrics and

  • have other characteristics of respondents
  • have nationally representative samples

such as the Gallup World Poll (whose results are used in the World Happiness Report) and the World Value Survey. (Both mentioned here.) The individual-level data can be used to examine the relationship between medical conditions and happiness (this paper uses similar data to look at income and happiness, and this paper on the impact of relatives dying on happiness). I believe you can access the individual-level data through some university libraries. Though again there's the challenge of having a large enough sample size so you can break down by medical conditions, and they probably don't have detailed information on medical conditions. (Perhaps one advantage of an app is you can track someone over time, e.g. before and after a medical condition occurs, which you won't be able to do with these surveys if they don't have a panel.)

PeterMcCluskey @ 2019-04-25T14:30 (+16)

>For anyone who's had some experience with depression or anxiety, as well as with "some problems walking about," it should be obvious that moderate depression or anxiety are (much) worse than moderate mobility problems, pound for pound.

That's obvious for rich people, but not at all obvious for someone who risks hunger as a result of mobility problems.

Milan_Griffes @ 2019-04-25T17:09 (+2)

This is a great point.

From my (limited) experience witnessing poverty in the developing world, it's not clear to what extent moderate mobility problems increase risk of hunger.

They certainly don't help, but in many developing-world contexts, it seems like there's a measure of social surplus / social safety net which provides some buffer against hunger for people with chronic health problems.

I wonder if there's a paper on this...

Jeff_Kaufman @ 2019-04-25T18:03 (+13)

I tried experience sampling myself for about a year and a half (intro, conclusion) and it made me much more skeptical of the system. I'm just not that sure how happy I am at any given point:

When I first started rating my happiness on a 1-10 scale I didn't feel like I was very good at it. At the time I thought I might get better with practice, but I think I'm actually getting worse at it. Instead of really thinking "how do I feel right now?" it's really hard not to just think "in past situations like this I've put down '6' so I should put down '6' now".

And:

I don't have my phone ping me during the night, because I don't want it to wake me up. Before having a kid this worked properly: I'd plug in my phone, which turns off pings, promptly fall asleep, wake up in the morning, unplug my phone. Now, though, my sleep is generally interrupted several times a night. Time spent waiting to see if the baby falls back asleep on her own, or soothing her back to sleep if she doesn't, or lying awake at 4am because it's hard to fall back asleep when you've had 7hr and just spent an hour walking around and bouncing the baby; none of these are counted. On the whole, these experiences are much less enjoyable than my average; if the baby started sleeping through the night such that none of these were needed anymore I wouldn't see that as a loss at all. Which means my data is biased upward. I'm curious how happiness sampling studies have handled this; people with insomnia would be in a similar situation.

I agree that DALY/QALY measurements aren't great either, though.

Milan_Griffes @ 2019-04-25T18:15 (+4)
Instead of really thinking "how do I feel right now?" it's really hard not to just think "in past situations like this I've put down '6' so I should put down '6' now".

Interesting. I've done experience-sampling to track my mood for about 3 years, and haven't noticed this dynamic. (It generally feels like I'm answering the question "how do I feel right now?")

Just another data point.

Before having a kid this worked properly...

This is a great point. I don't have children & this hasn't been a problem for me. Totally makes sense that this comes up once you're a parent.

I agree that DALY/QALY measurements aren't great either, though.

My intuition is that aggregating the results of the two methods would outperform either method individually, because they skew in different directions.

cole_haus @ 2019-04-24T02:00 (+9)

I don't really see ESM as being in opposition to QALYs. It seems like it's a method that you would use as an input in QALY weight determinations. Wikipedia lists some of the current methods for deriving QALY weights as:

Time-trade-off (TTO): Respondents are asked to choose between remaining in a state of ill health for a period of time, or being restored to perfect health but having a shorter life expectancy.
Standard gamble (SG): Respondents are asked to choose between remaining in a state of ill health for a period of time, or choosing a medical intervention which has a chance of either restoring them to perfect health, or killing them.
Visual analogue scale (VAS): Respondents are asked to rate a state of ill health on a scale from 0 to 100, with 0 representing being dead and 100 representing perfect health. This method has the advantage of being the easiest to ask, but is the most subjective.

There's also the "day reconstruction method" (DRM). The Oxford Handbook of Happiness talks about ESM, DRM and others relevant measurement approaches at various points.

I'd guess the trouble with using ESM, DRM and some other methods like them for QALY weights is it's hard to isolate the causal effect of particular conditions using these methods.

Derek @ 2019-05-04T11:22 (+1)
I don't really see ESM as being in opposition to QALYs. It seems like it's a method that you would use as an input in QALY weight determinations.

It can be, yes, but QALYs trade off length and quality of life, whereas ESM would only tell you about QoL/wellbeing. There would still need to be some other process (or some major assumptions) to anchor the results on the QALY (or DALY) scale.

agdfoster @ 2019-04-25T10:31 (+8)
[Disclosure: In February 2019, I corresponded about the experience-sampling idea with Alex Foster of the EA Meta Fund. He said my points were "certainly quite compelling," but the correspondence fell off.

Please note that the content of my correspondence with Milan was exploratory but primarily from a position of skepticism. Whilst technically accurate I find this quote to be misleading and not very good form.

Milan_Griffes @ 2019-04-25T17:03 (+4)

Sorry, I wasn't trying to misrepresent you.

My story about what happened here:

  • Over email, I pitched a "compare QALYs to experience-sampling" project
  • You were initially skeptical about the idea
  • Over the course of our correspondence, you updated to being less skeptical about the project, though not totally sold on it
  • Eventually, you got busy & the correspondence stopped

Does that match your story?

agdfoster @ 2019-04-26T12:46 (+3)

That's fine! Thanks.

MichaelStJules @ 2019-04-24T03:51 (+3)

I suspect experience sampling is much more costly and time-consuming to get data on than alternatives, and there's probably much less data. Life satisfaction or other simple survey questions about subjective wellbeing might be good enough proxies, and there's already a lot of available data out there.

Here's a pretty comprehensive post on using subjective wellbeing:

A Happiness Manifesto: Why and How Effective Altruism Should Rethink its Approach to Maximising Human Welfare by Michael Plant

Another good place to read more about this is https://whatworkswellbeing.org/our-work/measuring-evaluating/